0001072613-12-000177.txt : 20120214 0001072613-12-000177.hdr.sgml : 20120214 20120214125832 ACCESSION NUMBER: 0001072613-12-000177 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 GROUP MEMBERS: GE ASSET MANAGEMENT INC. GROUP MEMBERS: GENERAL ELECTRIC CO FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRUSTEES OF GENERAL ELECTRIC PENSION TRUST CENTRAL INDEX KEY: 0000902967 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3003 SUMMER STREET STREET 2: P O BOX 7900 CITY: STAMFORD STATE: CT ZIP: 06904-7900 BUSINESS PHONE: 2033262300 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHENY TECHNOLOGIES INC CENTRAL INDEX KEY: 0001018963 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 251792394 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46715 FILM NUMBER: 12606813 BUSINESS ADDRESS: STREET 1: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4123942800 MAIL ADDRESS: STREET 1: 100 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHENY TELEDYNE INC DATE OF NAME CHANGE: 19960716 SC 13G/A 1 allegheney-sch13ga_17259.htm ALLEGHENY TECHNOLOGIES INC. allegheney-sch13ga_17259.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)1
(Amendment No. 1)
 
 
Allegheny Technologies Inc.
(Name of Issuer)
 
COMMON STOCK
(Title of Class of Securities)
 
01741R102
(CUSIP Number)
 
December 31, 2011
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
x      Rule 13d-1(b)
 
o      Rule 13d-1(c)
 
o      Rule 13d-1(d)
________________________________
1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
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CUSIP No. 01741R102
    
 
           
1.   NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
 
Trustees of General Electric Pension Trust
I.R.S. # 14-6015763
   
 
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP *
 
(a)   o
 
(b)  x
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  State of New York
       
  5.   SOLE VOTING POWER
     
NUMBER OF
   None
       
SHARES
 6.   SHARED VOTING POWER
BENEFICIALLY
    
OWNED BY
  
2,113,836
       
EACH
 7.   SOLE DISPOSITIVE POWER
REPORTING
    
PERSON
   None
       
WITH:
 8.   SHARED DISPOSITIVE POWER
     
   
2,113,836
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
 
2,113,836
     
10.   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
 
(SEE INSTRUCTIONS)               o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
 
1.99% (4.80% if aggregated with the shares beneficially owned by the other Reporting Persons (as defined in the Introductory Note))2
     
12.   TYPE OF REPORTING PERSON *
   
  EP
___________________ 
2
This percentage is based on 106,359,804 shares of Common Stock outstanding as of December 31, 2011, as reported by Bloomberg via the Bloomberg Terminal.
 
 
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CUSIP No. 01741R102
    
 
           
1.   NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
 
GE Asset Management Incorporated, as Investment Manager of GEPT (as defined below) and as Investment Adviser to certain other entities and accounts
I.R.S. #06-1238874
   
 
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP *
 
(a)   o
 
(b)  x
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  State of Delaware
       
  5.   SOLE VOTING POWER
     
NUMBER OF
  
2,995,197
       
SHARES
 6.   SHARED VOTING POWER
BENEFICIALLY
    
OWNED BY
  
2,113,836
       
EACH
 7.   SOLE DISPOSITIVE POWER
REPORTING
    
PERSON
  
2,995,197
       
WITH:
 8.   SHARED DISPOSITIVE POWER
     
   
2,113,836
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
 
5,109,033
     
10.   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
 
(SEE INSTRUCTIONS)               o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  4.80%3
     
12.   TYPE OF REPORTING PERSON *
   
  IA, CO
 
3
This percentage is based on 106,359,804 shares of Common Stock outstanding as of December 31, 2011, as reported by Bloomberg via the Bloomberg Terminal.
 
 
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CUSIP No. 01741R102
    
 
           
1.   NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
 
General Electric Company
I.R.S. #14-0689340
   
 
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP *
 
(a)   o
 
(b)  x
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  State of New York
       
  5.   SOLE VOTING POWER
     
NUMBER OF
   Disclaimed (see 9 below)
       
SHARES
 6.   SHARED VOTING POWER
BENEFICIALLY
    
OWNED BY
   Disclaimed (see 9 below)
       
EACH
 7.   SOLE DISPOSITIVE POWER
REPORTING
    
PERSON
   Disclaimed (see 9 below)
       
WITH:
 8.   SHARED DISPOSITIVE POWER
     
    Disclaimed (see 9 below)
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
 
Beneficial ownership of all shares disclaimed by General Electric Company
     
10.   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
 
(SEE INSTRUCTIONS)               x Disclaimed (see 9 above)
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  Not Applicable (see 9 above)
     
12.   TYPE OF REPORTING PERSON *
   
  CO
 
* SEE INSTRUCTIONS BEFORE FILING OUT!
 
 
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CUSIP No. 01741R102
    

INTRODUCTORY NOTE:  This Amendment No. 1 amends the Schedule 13G filed on behalf of General Electric Company, a New York corporation ("GE"), GE Asset Management Incorporated, a Delaware corporation and a wholly owned subsidiary of GE ("GEAM") and the Trustees of General Electric Pension Trust, a New York common law trust ("GEPT") on February 14, 2011 (the "Schedule 13G”).  GEAM is a registered investment adviser and acts as Investment Manager of GEPT and as Investment Adviser to certain other entities and accounts.  GEAM may be deemed to be the beneficial owner of 2,113,836 shares of Common Stock of Allegheny Technologies Inc. (the "Issuer") owned by GEPT and of 2,995,197 shares of Common Stock of the Issuer owned by such other entities and accounts.  GEAM and GEPT each expressly disclaim that they are members of a "group."  GE disclaims beneficial ownership of all shares and expressly disclaims that it is a member of a "group."
 
Item 4
Ownership


 
GEPT
 
GEAM
 
GE
 
(a)   Amount beneficially owned
 
2,113,836
5,109,033
 
Disclaimed
 
(b)   Percent of class
 
1.99%
 
4.80%
 
Disclaimed
 
(c)   No. of shares to which person has
 
      
(i)   sole power to vote or direct the vote
 
None
 
2,995,197
Disclaimed
 
(ii)   shared power to vote or direct the vote
 
2,113,836
2,113,836
Disclaimed
 
(iii)   sole power to dispose or to direct disposition
 
None
 
2,995,197
 
Disclaimed
 
(iv)   shared power to dispose or to direct disposition
 
2,113,836
2,113,836
Disclaimed
 
 
Item 5
Ownership of Five Percent or Less of a Class
 
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  x
 
Item 10
Certification
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

 
 
 
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CUSIP No. 01741R102
    
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:            February 14, 2012
 
     
  GENERAL ELECTRIC PENSION TRUST
 
 		 By:  
GE Asset Management Incorporated, its Investment Manager

 
  By:   /s/ Michael M. Pastore
 
Name:   Michael M. Pastore
  Title:     Senior Vice President - Deputy General Counsel & Assistant Secretary
 
     
 
GE ASSET MANAGEMENT INCORPORATED
 
 		    
  By:   /s/ Michael M. Pastore
 
Name:   Michael M. Pastore
  Title:     Senior Vice President - Deputy General Counsel & Assistant Secretary
 
     
 
GENERAL ELECTRIC COMPANY
 
 		    
  By:   /s/ Dmitri A. Stockton
 
Name:   Dmitri A. Stockton
  Title:     Senior Vice President 

 
 
 
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  Schedule I

JOINT FILING AGREEMENT

This will confirm the agreement by and between all the undersigned that the Schedule 13G on or about this date and any amendments thereto with respect to the beneficial ownership by the undersigned of shares of the Common Stock of Allegheny Technologies Inc. is being filed on behalf of each of the undersigned.
 
Dated:               February 14, 2012
 
     
  GENERAL ELECTRIC PENSION TRUST
 
 		 By:  
GE Asset Management Incorporated, its Investment Manager

 
  By:   /s/ Michael M. Pastore
 
Name:   Michael M. Pastore
  Title:     Senior Vice President - Deputy General Counsel & Assistant Secretary
 
     
 
GE ASSET MANAGEMENT INCORPORATED
 
 		    
  By:   /s/ Michael M. Pastore
 
Name:   Michael M. Pastore
  Title:     Senior Vice President - Deputy General Counsel & Assistant Secretary
 
     
 
GENERAL ELECTRIC COMPANY
 
 		    
  By:   /s/ Dmitri A. Stockton
 
Name:   Dmitri A. Stockton
  Title:     Senior Vice President 
 
 
 
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  Schedule II


TRUSTEES OF GENERAL ELECTRIC PENSION TRUST
 
3001 Summer Street, P.O. Box 7900
Stamford, Connecticut 06904
 
The names of the Trustees of General Electric Pension Trust are as follows:
 

 
Dmitri A. Stockton
 
Paul M. Colonna
 
Michael T. Cosgrove
 
Ralph R. Layman
 
Matthew J. Simpson
 
Donald W. Torey
 
Gregory B. Hartch
 
David W. Wiederecht
 
Tracie A. Winbigler
 
George A. Bicher
 

 
 
 
 
 
 
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